SFC Licences of CHAN Lik Shuen 陳力旋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | RO | 9 | 13 July 2012 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 13 November 2007 | 14 April 2012 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 2 | 13 November 2007 | 14 April 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 13 November 2007 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 13 November 2007 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 14 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 14 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 14 October 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 14 October 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 14 October 2004 |