SFC Licences of CHAN Yuen Yee 陳婉兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 16 November 2020
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 16 November 2020 13 December 2021
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 26 May 2003 29 October 2020
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 22 May 2003 29 October 2020
First Shanghai Futures Limited 第一上海期貨有限公司 RE 7 26 May 2003 05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 26 May 2003 02 September 2003