SFC Licences of CHAN Ngok 陳鄂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 | RE | 9 | 02 May 2014 | 21 November 2016 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 | RE | 1 | 02 May 2014 | 30 August 2016 |
| Athena Wealth Management Limited 智富財富管理有限公司 | RE | 1 | 17 June 2011 | 13 January 2014 |
| Athena Wealth Management Limited 智富財富管理有限公司 | RE | 9 | 17 April 2009 | 13 January 2014 |
| Athena Wealth Management Limited 智富財富管理有限公司 | RE | 4 | 20 October 2008 | 31 December 2011 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 01 April 2003 | 05 August 2008 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 9 | 01 April 2003 | 07 July 2004 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 01 April 2003 | 07 July 2004 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 6 | 01 April 2003 | 05 June 2004 |