SFC Licences of YAM Kin Chor 任健初
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 03 November 2010 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 26 October 2007 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 24 October 2007 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 19 July 2004 |