SFC Licences of MOK Tsan On 莫燦安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 October 2017 08 June 2019
Stockwell Securities Limited 常匯證券有限公司 RE 1 02 April 2008 29 September 2017
Stockwell Commodities Limited 常匯商品期貨有限公司 RE 2 02 April 2008 15 March 2011
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 11 March 2008
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 11 March 2008
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 19 February 2004