SFC Licences of LAM Wai Ching 林惠貞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 1 15 June 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 18 August 2014 30 April 2021
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 13 February 2014 12 August 2014
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 10 March 2010 16 January 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 29 February 2008 04 March 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 29 February 2008 04 March 2010
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 September 2007 17 February 2008
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 17 February 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 01 February 2006 17 February 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 01 February 2006 17 February 2008
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 09 July 2003 25 January 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 09 July 2003 25 January 2006
Kingston Futures Limited 金利豐期貨有限公司 RE 2 01 April 2003 07 July 2003
Kingston Securities Limited 金利豐證券有限公司 RE 1 01 April 2003 07 July 2003
Kingston Securities Limited 金利豐證券有限公司 RE 7 01 April 2003 04 July 2003
Kingston Futures Limited 金利豐期貨有限公司 RE 5 01 April 2003 04 July 2003
Kingston Securities Limited 金利豐證券有限公司 RE 9 01 April 2003 04 July 2003
Kingston Securities Limited 金利豐證券有限公司 RE 6 01 April 2003 04 July 2003
Kingston Securities Limited 金利豐證券有限公司 RE 4 01 April 2003 04 July 2003
Kingston Futures Limited 金利豐期貨有限公司 RE 9 01 April 2003 04 July 2003