SFC Licences of HO Chung Ming 何仲明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
High Wisdom Holdings Limited 騰智集團有限公司	RO	9	19 July 2021
High Wisdom Holdings Limited 騰智集團有限公司	RO	4	19 July 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RO	9	12 January 2021	30 June 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RO	4	12 January 2021	30 June 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RO	1	12 January 2021	30 June 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RE	4	09 October 2020	12 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RE	1	09 October 2020	12 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RE	9	18 September 2020	12 January 2021
Golden Points Capital Management Limited 金點資本管理有限公司	RO	9	07 February 2020	18 August 2020
Golden Points Capital Management Limited 金點資本管理有限公司	RO	4	07 February 2020	18 August 2020
Wintone Securities Limited 榮通證券有限公司	RE	1	06 September 2007	20 December 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	01 April 2003	23 August 2007
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	6	01 April 2003	27 February 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	4	01 April 2003	27 February 2004