SFC Licences of TANG Tsz Tung 鄧子棟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Opus Securities Limited 創富證券有限公司 RO 1 10 March 2017
Opus Capital Management Limited 創富資本管理有限公司 RO 9 31 March 2015
Opus Capital Limited 創富融資有限公司 RO 1 18 August 2014 10 December 2022
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 9 18 April 2011 23 April 2014
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 2 18 April 2011 23 April 2014
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 1 18 April 2011 23 April 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 07 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 07 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 07 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 10 October 2003