SFC Licences of CHAN Ivy 陳亭希
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 5 | 22 January 2016 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 4 | 22 January 2016 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 2 | 07 September 2015 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 1 | 07 September 2015 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 13 October 2014 | 22 January 2016 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 5 | 22 December 2008 | 22 January 2016 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 18 October 2007 | 07 September 2015 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 10 September 2007 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 01 April 2003 | 01 September 2007 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 01 April 2003 | 31 March 2005 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 6 | 01 April 2003 | 15 March 2005 |