SFC Licences of POON Yuk Ki 潘玉琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RO | 9 | 18 May 2009 | 13 September 2009 | |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 08 January 2009 | 13 September 2009 |
| South China Research Limited 南華資料研究有限公司 | RO | 4 | 01 April 2008 | 13 September 2009 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 28 January 2008 | 13 September 2009 |
| Chief Commodities Limited 致富期貨商品有限公司 | RO | 5 | 17 May 2006 | 26 December 2007 |
| Chief Securities Limited 致富證券有限公司 | RO | 4 | 20 April 2006 | 26 December 2007 |
| Chief Securities Limited 致富證券有限公司 | RE | 9 | 30 December 2005 | 26 December 2007 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 30 December 2005 | 26 December 2007 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 30 December 2005 | 26 December 2007 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 19 January 2004 | 04 October 2005 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 19 January 2004 | 04 October 2005 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 19 January 2004 | 04 October 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 19 January 2004 | 04 October 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 19 January 2004 | 04 October 2005 |