SFC Licences of TO Kwok Chien, Ronald 杜國鍵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Beyond Hong Kong Limited | RO | 9 | 02 February 2023 | 30 September 2023 |
| Beyond Hong Kong Limited | RE | 9 | 29 November 2022 | 02 February 2023 |
| Whitestone Capital Technology Limited | RO | 9 | 13 December 2019 | 31 May 2022 |
| Whitestone Capital Technology Limited | RO | 4 | 13 December 2019 | 31 May 2022 |
| Sunfund Securities Limited 東皓證券有限公司 | RO | 4 | 06 October 2017 | 07 November 2018 |
| Sunfund Securities Limited 東皓證券有限公司 | RE | 1 | 07 June 2017 | 07 November 2018 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 | RO | 9 | 10 February 2017 | 07 November 2018 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RO | 9 | 04 February 2015 | 31 August 2016 |
| RE | 4 | 19 April 2013 | 07 November 2014 | |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 29 October 2012 | 07 November 2014 |
| RO | 9 | 03 September 2012 | 07 November 2014 | |
| RE | 9 | 19 June 2012 | 03 September 2012 | |
| Imperial Dragon Asset Management Limited 中國皇龍資產管理有限公司 | RO | 9 | 13 August 2007 | 31 December 2011 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 | RE | 9 | 15 February 2007 | 17 March 2007 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 | RO | 6 | 06 November 2006 | 01 January 2007 |
| Sinochem Kingsway Asset Management Limited | RO | 6 | 06 November 2006 | 01 January 2007 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 | RO | 9 | 13 June 2006 | 01 January 2007 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RO | 9 | 13 June 2006 | 01 January 2007 |
| Sinochem Kingsway Asset Management Limited | RO | 9 | 13 June 2006 | 01 January 2007 |
| Kingsway SBF Investment Management Company Limited | RO | 9 | 04 May 2005 | 01 January 2007 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 9 | 01 April 2003 | 10 November 2003 |
| Napa Global Limited | RE | 4 | 01 April 2003 | 10 November 2003 |
| Napa Global Limited | RE | 6 | 01 April 2003 | 10 November 2003 |
| Napa Global Limited | RE | 9 | 01 April 2003 | 10 November 2003 |
| Central China International Capital Limited 中州國際融資有限公司 | RE | 4 | 01 April 2003 | 10 November 2003 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 6 | 01 April 2003 | 10 November 2003 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 01 April 2003 | 10 November 2003 |
| Central China International Capital Limited 中州國際融資有限公司 | RE | 9 | 01 April 2003 | 10 November 2003 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 01 April 2003 | 10 November 2003 |
| Central China International Capital Limited 中州國際融資有限公司 | RE | 6 | 01 April 2003 | 10 November 2003 |