SFC Licences of FAN Yuen Yi 范婉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Global Asset Management Limited | RO | 9 | 21 September 2022 | |
| Wells Global Asset Management Limited | RO | 4 | 21 September 2022 | |
| Wells Global Asset Management Limited | RO | 1 | 21 September 2022 | |
| iTrade Securities Investment Limited 美信證券投資有限公司 | RE | 1 | 10 November 2020 | 23 December 2020 |
| Core Capital Securities Limited 凱匯資本證券有限公司 | RO | 1 | 30 May 2019 | 30 September 2020 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 | RE | 1 | 04 April 2019 | 30 September 2020 |
| Core Capital Securities Limited 凱匯資本證券有限公司 | RE | 1 | 04 April 2019 | 30 May 2019 |
| Corres International HK Co., Limited 牛交所香港有限公司 | RO | 1 | 07 September 2018 | 20 March 2019 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 12 January 2011 | 03 June 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 27 October 2007 | 10 June 2018 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 14 October 2003 | 15 June 2010 |