SFC Licences of CHAN Kin Wah 陳鍵華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 RE 9 18 September 2018 31 August 2022
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 RE 4 07 September 2018 31 August 2022
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 4 04 January 2018 14 July 2018
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 2 13 September 2016 14 July 2018
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 1 13 September 2016 14 July 2018
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 2 01 August 2016 13 September 2016
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 01 August 2016 13 September 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 2 23 May 2013 12 January 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 1 23 May 2013 12 January 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 20 November 2010 23 May 2013
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RO 2 29 April 2008 12 January 2015
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RO 1 15 February 2007 12 January 2015
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 01 April 2003 20 November 2010
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 01 April 2003 15 February 2007
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 9 01 April 2003 17 September 2003
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 9 01 April 2003 17 September 2003
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 6 01 April 2003 17 September 2003
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 4 01 April 2003 17 September 2003
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 4 01 April 2003 17 September 2003
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 6 01 April 2003 17 September 2003