SFC Licences of GRABNER Heinrich 葛侃寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Helios Asset Management (HK) Limited 樺輝資產管理(香港)有限公司	RO	9	20 August 2018
Helios Asset Management (HK) Limited 樺輝資產管理(香港)有限公司	RO	4	20 August 2018
SP Securities Limited 中盈證券有限公司	RO	9	31 March 2017	07 January 2018
SP Securities Limited 中盈證券有限公司	RO	4	11 March 2016	07 January 2018
SP Securities Limited 中盈證券有限公司	RO	1	11 March 2016	07 January 2018
Fortune Origin Securities Limited 富中證券有限公司	RO	4	27 January 2014	18 December 2015
Fortune Origin Securities Limited 富中證券有限公司	RO	1	27 January 2014	18 December 2015
Fortune Origin Securities Limited 富中證券有限公司	RE	4	20 December 2013	27 January 2014
Fortune Origin Securities Limited 富中證券有限公司	RE	1	20 December 2013	27 January 2014
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司	RE	4	16 January 2013	01 February 2013
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司	RE	1	16 January 2013	01 February 2013
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司	RO	4	14 January 2013	27 July 2013
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司	RO	1	14 January 2013	27 July 2013
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司	RE	4	15 October 2012	14 January 2013
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司	RE	1	15 October 2012	14 January 2013
VP Wealth Management (Hong Kong) Limited	RO	4	11 September 2007	03 October 2012
VP Wealth Management (Hong Kong) Limited	RO	1	11 September 2007	03 October 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	01 April 2003	25 May 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	4	01 April 2003	25 May 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	01 April 2003	25 May 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	9	01 April 2003	25 May 2004