SFC Licences of WERNERT Jeremy David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 24 January 2013 | 31 March 2015 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 26 April 2012 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 26 April 2012 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 November 2009 | 24 January 2013 |
Sanston Financial Group Limited | RO | 1 | 15 June 2009 | 15 October 2009 |
Sanston Financial Group Limited | RE | 1 | 26 May 2009 | 15 June 2009 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 16 February 2009 |
Merrill Lynch Far East Limited | RE | 1 | 23 April 2005 | 16 February 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 October 2003 | 16 February 2009 |