SFC Licences of NG Siu Mui 伍筱梅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 26 May 2005 03 March 2008
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 01 April 2003 26 May 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 7 01 April 2003 11 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 9 01 April 2003 03 June 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 6 01 April 2003 03 June 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 01 April 2003 03 June 2003