SFC Licences of WONG Yui 黃銳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 12 December 2017 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 12 December 2017 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 21 December 2015 | 08 December 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 08 February 2010 | 08 December 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 06 February 2010 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |