SFC Licences of DUFFY Craig Andrew

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 RO 9 12 March 2020
GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 RO 4 12 March 2020
GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 RO 1 12 March 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 19 September 2008 18 December 2017
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 1 07 July 2004 31 January 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 October 2003 07 July 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 13 October 2003 18 December 2017
Macquarie Capital Limited 麥格理資本股份有限公司 RE 7 01 April 2003 10 October 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 10 October 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 10 October 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 10 September 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 10 September 2003