SFC Licences of LEE Ronald Suk Bae 李碩培

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 2 13 December 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 9 10 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 4 10 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 10 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 6 14 October 2004 10 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 17 August 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 17 August 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 17 August 2004