SFC licenceholder AEO691 HSIEH Joyce Tsung-Chin 謝宗芩

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 04 September 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [1] (Dealing in Securities) 16 October 2003 12 May 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 01 April 2003 12 May 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 15 October 2003