SFC Licences of CHEN Chien-yao 陳建堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 4 | 14 February 2014 | 01 April 2014 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1 | 28 May 2013 | 01 April 2014 |
| UBS Securities Asia Limited |
RE | 1, 2 | 06 September 2010 | 31 March 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RE | 1 | 05 March 2007 | 17 January 2008 |
| J.P. Morgan Broking (Hong Kong) Limited |
RE | 1, 4 | 01 April 2003 | 31 January 2007 |
| J.P. Morgan Broking (Hong Kong) Limited |
RE | 6, 7, 9 | 01 April 2003 | 02 December 2003 |