SFC Licences of CHEN Chien-yao 陳建堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 14 February 2014 | 01 April 2014 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 28 May 2013 | 01 April 2014 |
UBS Securities Asia Limited | RE | 2 | 06 September 2010 | 31 March 2012 |
UBS Securities Asia Limited | RE | 1 | 06 September 2010 | 31 March 2012 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 05 March 2007 | 17 January 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 31 January 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 31 January 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |