SFC Licences of CHEN Chien-yao 陳建堯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 14 February 2014 01 April 2014
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 28 May 2013 01 April 2014
UBS Securities Asia Limited
RE 1, 2 06 September 2010 31 March 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 1 05 March 2007 17 January 2008
J.P. Morgan Broking (Hong Kong) Limited
RE 1, 4 01 April 2003 31 January 2007
J.P. Morgan Broking (Hong Kong) Limited
RE 6, 7, 9 01 April 2003 02 December 2003