SFC licenceholder AEO731 PANG Kwok Kit, Kenneth 彭國傑

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 July 2020

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO [7] (Providing Automated Trading Services) 24 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 08 October 2009
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 08 October 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO [7] (Providing Automated Trading Services) 08 October 2009 01 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 08 June 2009 08 October 2009
UBS Derivatives Hong Kong Limited RO [2] (Dealing in Futures Contracts) 19 May 2005 08 April 2009
UBS Securities Asia Limited RE [2] (Dealing in Futures Contracts) 11 June 2003 08 April 2009
UBS Securities Asia Limited RE [1] (Dealing in Securities) 01 April 2003 08 April 2009
UBS Securities Asia Limited RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 12 May 2003