SFC Licences of KWAN Wai Yee, Anna 關慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 11 May 2011 | 04 April 2014 |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 13 August 2010 | 10 May 2011 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 13 August 2010 | 10 May 2011 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 13 August 2010 | 10 May 2011 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 01 April 2003 | 09 August 2008 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 9 | 01 April 2003 | 09 August 2008 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 6 | 01 April 2003 | 13 May 2004 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 01 April 2003 | 13 May 2004 |