SFC Licences of KWAN Shing On, Albert 關城安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 9 | 26 January 2015 | 18 July 2016 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 29 August 2014 | 18 July 2016 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 29 August 2014 | 26 January 2015 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 29 September 2008 | 31 July 2014 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 29 August 2008 | 31 July 2014 |