SFC Licences of LEE Siu Lie, Julia 李紹莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hexa Asset Management Limited 凱盛資產管理有限公司 RE 9 07 January 2022 30 September 2023
Hexa Asset Management Limited 凱盛資產管理有限公司 RE 4 07 January 2022 30 September 2023
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 17 January 2013 10 January 2019
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 17 January 2013 10 January 2019
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 17 January 2013 16 September 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 17 January 2013 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 17 January 2013 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 17 January 2013 31 December 2014
NNIP Hong Kong Limited RE 4 07 July 2009 14 December 2012
NNIP Hong Kong Limited RE 1 07 July 2009 14 December 2012
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 01 April 2003 21 June 2009
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 01 April 2003 21 June 2009
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 9 01 April 2003 27 January 2005
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 5 01 April 2003 27 January 2005