SFC Licences of YU Shui Sang, Bernard 余瑞生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNI Global Assets Management Limited 中國北方環球資產管理有限公司
RO 9 04 May 2022
CNI Securities Group Limited 中國北方證券集團有限公司
RO 1 04 May 2022
CNI Global Capital Limited 中國北方環球資本有限公司
RO 6 10 February 2022
E-Belt Capital Limited 一帶資本有限公司
RE 9 30 April 2021 09 July 2021
CSFG International Securities Limited 山高國際證券有限公司
RO 1 25 November 2020 03 January 2021
CSFG International Asset Management Limited 山高國際資產管理有限公司
RO 4, 5, 6, 9 13 June 2018 03 January 2021
CSFG International Asset Management Limited 山高國際資產管理有限公司
RE 4, 9 02 May 2018 13 June 2018
De Tiger Capital Limited
RO 4, 9 18 August 2017 01 February 2018
Finet Securities Limited 財華證券有限公司
RO 2 21 March 2017 11 April 2017
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司
RO 4, 9 13 October 2016 16 January 2017
Arta Asset Management Limited 裕承資產管理有限公司
RO 1, 4 02 April 2015 01 October 2015
Arta Asset Management Limited 裕承資產管理有限公司
RO 9 24 October 2014 01 October 2015
Arta Asset Management Limited 裕承資產管理有限公司
RE 9 10 October 2014 24 October 2014
Golden Jade Capital Limited 金瑜融資有限公司
RE 6 29 May 2014 29 August 2014
Tianda Securities Limited 天大証券有限公司
RO 1, 2 27 January 2014 18 April 2014
Tianda Asset Management Limited 天大資產管理有限公司
RO 9 06 December 2013 18 April 2014
Tianda Securities Limited 天大証券有限公司
RE 1, 2 30 September 2013 27 January 2014
Tianda Asset Management Limited 天大資產管理有限公司
RE 9 30 September 2013 06 December 2013
Enlighten Securities Limited 名匯證券有限公司
RO 1 22 April 2005 02 September 2013
Enlighten Futures Limited 名匯期貨有限公司
RO 2 22 April 2005 02 September 2013
Enlighten Futures Limited 名匯期貨有限公司
RE 2 01 April 2005 22 April 2005
Enlighten Securities Limited 名匯證券有限公司
RE 1 01 April 2005 22 April 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 25 January 2005 07 February 2005
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 25 January 2005 07 February 2005
Realink Financial Trade Limited 滙信理財有限公司
RO 1, 2 03 August 2004 06 October 2004
Realink Financial Trade Limited 滙信理財有限公司
RE 1 23 July 2004 03 August 2004
Ewarton Securities Limited 穎翔證券有限公司
RO 1 01 April 2003 15 July 2004