SFC Licences of SHUM Jerry 岑立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FDB Financial Group Limited 灃展金融集團有限公司 | RO | 9 | 27 November 2007 | 01 June 2009 |
| FDB Financial Group Limited 灃展金融集團有限公司 | RO | 4 | 27 November 2007 | 01 June 2009 |
| FDB Financial Group Limited 灃展金融集團有限公司 | RE | 6 | 27 November 2007 | 01 June 2009 |
| FDB Financial Group Limited 灃展金融集團有限公司 | RE | 9 | 10 October 2007 | 27 November 2007 |
| SA Capital Limited | RO | 9 | 12 December 2006 | 10 April 2007 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 09 August 2004 | 01 June 2005 |