SFC Licences of WAN Ka Hung 温家雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huarong International Capital Limited 華融國際融資有限公司 RO 6 08 June 2022
Huarong International Capital Limited 華融國際融資有限公司 RO 1 14 February 2022
Huarong International Securities Limited 華融國際證券有限公司 RO 1 14 February 2022
Huarong International Capital Limited 華融國際融資有限公司 RE 6 30 November 2021 08 June 2022
Huarong International Capital Limited 華融國際融資有限公司 RE 1 30 November 2021 14 February 2022
Huarong International Securities Limited 華融國際證券有限公司 RE 1 30 November 2021 14 February 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 1 11 January 2008 15 October 2021
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RO 6 02 February 2007 15 October 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 6 10 November 2004 02 January 2007
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 27 August 2004 10 November 2004
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 01 April 2003 01 August 2003
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 4 01 April 2003 01 August 2003
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 9 01 April 2003 01 August 2003
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 01 April 2003 01 August 2003