SFC Licences of YEUNG Chun Ki 楊駿基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 24 March 2021 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 06 September 2019 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 05 August 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 August 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 August 2019 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 September 2018 | 18 July 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 12 May 2011 | 28 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 18 July 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 December 2003 | 18 July 2019 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 09 December 2003 | 27 January 2011 |