SFC Licences of SHIU Yik Hung 蕭奕雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yue Xiu Securities Company Limited 越秀証券有限公司	RO	4	22 January 2019
Yue Xiu Securities Company Limited 越秀証券有限公司	RO	1	22 January 2019
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	5	21 January 2019
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	21 January 2019
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	11 December 2018	22 January 2019
Excel Precise Securities Limited 勝緻證券有限公司	RO	1	16 October 2017	30 September 2018
Frontier Capital Management Limited 方達資本管理有限公司	RO	1	20 October 2016	08 December 2016
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	26 September 2016	20 October 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	06 May 2013	01 July 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	1	06 May 2013	01 July 2016
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司	RE	1	28 January 2010	10 April 2013
Virtu ITG Hong Kong Limited	RE	7	09 April 2008	10 December 2009
Virtu ITG Hong Kong Limited	RE	1	09 April 2008	10 December 2009
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	2	27 October 2003	01 April 2008
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	1	01 April 2003	01 April 2008
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司	RE	2	01 April 2003	11 December 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司	RE	1	01 April 2003	27 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司	RE	5	01 April 2003	18 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	4	01 April 2003	18 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司	RE	4	01 April 2003	18 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司	RE	9	01 April 2003	18 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司	RE	6	01 April 2003	18 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司	RE	9	01 April 2003	18 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	6	01 April 2003	13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	9	01 April 2003	13 October 2003