SFC Licences of KHAN Karima 簡家寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 03 February 2012 12 May 2014
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 03 February 2012 12 May 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 03 February 2012 12 May 2014
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 9 25 March 2011 01 February 2012
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 4 25 March 2011 01 February 2012
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 25 March 2011 01 February 2012
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 09 May 2008 08 February 2010
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 09 May 2008 08 February 2010
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 12 April 2006 11 April 2008
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 03 February 2005 11 April 2008
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 03 February 2005 11 April 2008
Amundi Asset Management RE 9 03 February 2005 01 January 2008
Amundi Asset Management RE 4 03 February 2005 01 January 2008
Allianz Global Investors Hong Kong Limited RE 4 01 April 2003 26 May 2003
Allianz Global Investors Hong Kong Limited RE 9 01 April 2003 26 May 2003
Allianz Global Investors Hong Kong Limited RE 6 01 April 2003 26 May 2003