SFC Licences of HU Ka Lam 胡嘉林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VMS Asset Management Limited 鼎珮資產管理有限公司 RO 9 11 March 2021 09 June 2021
VMS Securities Limited 鼎珮證券有限公司 RE 1 11 March 2021 09 June 2021
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 9 27 December 2017 12 November 2019
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 4 27 December 2017 12 November 2019
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 1 27 December 2017 12 November 2019
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 15 April 2014 12 November 2019
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 15 April 2014 27 December 2017
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 15 April 2014 27 December 2017
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 15 April 2014 27 December 2017
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 9 15 December 2010 03 April 2014
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 4 15 December 2010 03 April 2014
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 1 15 December 2010 03 April 2014
First Sentier Investors (Hong Kong) Limited RO 9 01 September 2006 09 December 2008
First Sentier Investors (Hong Kong) Limited RO 4 01 September 2006 09 December 2008
First Sentier Investors (Hong Kong) Limited RO 1 01 September 2006 09 December 2008
First State (Hong Kong) LLC RO 9 01 September 2006 01 April 2008
First State (Hong Kong) LLC RO 4 01 September 2006 05 July 2007
First State (Hong Kong) LLC RE 9 10 July 2006 01 September 2006
First State (Hong Kong) LLC RE 4 10 July 2006 01 September 2006
First Sentier Investors (Hong Kong) Limited RE 9 10 July 2006 01 September 2006
First Sentier Investors (Hong Kong) Limited RE 4 10 July 2006 01 September 2006
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RO 6 17 June 2005 23 June 2006
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 9 01 April 2003 23 June 2006
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 4 01 April 2003 23 June 2006
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 6 01 April 2003 17 June 2005