SFC Licences of HUANG Chao-sheng 黃晁晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 9 | 09 October 2018 | 15 January 2020 |
Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 4 | 09 October 2018 | 15 January 2020 |
Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 1 | 09 October 2018 | 15 January 2020 |
PacAsia Advisors Limited 亞太國際投資有限公司 | RO | 9 | 03 December 2010 | 30 September 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 October 2003 | 11 December 2008 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 03 October 2003 | 11 December 2008 |