SFC Licences of ROBERTSON Craig Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 01 March 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 03 February 2010 | 01 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 February 2010 | 01 March 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 January 2010 | 06 September 2010 |
| HSBC Futures (Singapore) Pte Ltd | RE | 5 | 03 August 2009 | 01 September 2009 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 03 August 2009 | 01 September 2009 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 2 | 03 August 2009 | 01 September 2009 |
| HSBC Futures (Singapore) Pte Ltd | RO | 5 | 20 April 2007 | 03 August 2009 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | 2 | 03 September 2004 | 03 August 2009 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 2 | 30 July 2004 | 03 September 2004 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 29 August 2003 | 01 September 2009 |
| HSBC Futures (Singapore) Pte Ltd | RO | 2 | 01 April 2003 | 03 August 2009 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 14 November 2005 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RO | 2 | 01 April 2003 | 29 August 2003 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 29 August 2003 |
| HSBC Futures (Singapore) Pte Ltd | RO | 9 | 01 April 2003 | 29 August 2003 |
| HSBC Futures (Singapore) Pte Ltd | RO | 5 | 01 April 2003 | 29 August 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 29 August 2003 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RO | 5 | 01 April 2003 | 29 August 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 29 August 2003 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RO | 9 | 01 April 2003 | 29 August 2003 |