SFC Licences of HO Yiu Man 何耀文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 23 July 2014 | 13 September 2018 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 11 November 2013 | 19 July 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 July 2013 | 04 November 2013 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 15 December 2010 | 19 April 2013 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 02 July 2010 | 02 December 2010 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 04 March 2010 | 15 June 2010 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 25 July 2007 | 20 February 2010 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 01 April 2003 | 28 June 2007 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 4 | 01 April 2003 | 09 February 2004 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 6 | 01 April 2003 | 09 February 2004 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 9 | 01 April 2003 | 09 February 2004 |