SFC Licences of OOI Syn Yee 黃心怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 18 December 2023 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RO | 1 | 14 November 2016 | 18 December 2023 |
FIL Investment Advisors | RE | 4 | 03 August 2016 | 17 November 2016 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 03 August 2016 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 03 November 2014 | 14 November 2016 |
SoFi Securities (Hong Kong) Limited | RE | 1 | 03 August 2012 | 04 July 2014 |