SFC Licences of RAMAN Lalita
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 24 July 2009 | 09 January 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 August 2007 | 06 July 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 August 2007 | 06 July 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 August 2007 | 06 July 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 August 2007 | 06 July 2009 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 18 November 2004 | 16 July 2007 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 23 July 2003 | 24 February 2004 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 23 July 2003 | 24 February 2004 |