SFC Licences of LUK Yin Man 陸燕雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 27 August 2008 | 05 September 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 22 October 2007 | 21 July 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 October 2007 | 21 July 2008 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 22 October 2007 | 21 July 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 22 October 2007 | 21 July 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 September 2007 | 21 July 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 18 July 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 18 July 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |