SFC Licences of POON Chun Sun, Eric 潘浚燊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 17 April 2023
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 14 December 2022
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 14 December 2022
KGI Asset Management Limited 凱基資產管理有限公司 RO 9 14 December 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 22 September 2022 14 December 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 22 September 2022 14 December 2022
KGI Asset Management Limited 凱基資產管理有限公司 RE 9 22 September 2022 14 December 2022
Quam Securities Limited 華富建業證券有限公司 RE 9 01 March 2021 31 August 2022
Quam Securities Limited 華富建業證券有限公司 RE 4 01 March 2021 31 August 2022
Quam Securities Limited 華富建業證券有限公司 RE 1 01 March 2021 31 August 2022
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 4 16 January 2018 01 February 2021
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 1 16 January 2018 01 February 2021
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 RO 9 16 January 2018 01 February 2021
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 22 September 2017 16 January 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 22 September 2017 16 January 2018
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 RE 9 22 September 2017 16 January 2018
Bright Fund Management Limited 光明投資管理有限公司 RE 9 11 March 2014 04 September 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 24 December 2012 04 September 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 21 January 2011 04 September 2017