SFC Licences of LO Kit Ying 盧潔瀅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 09 October 2014 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 09 October 2014 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 09 October 2014 | |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 31 March 2004 | 04 August 2006 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 9 | 01 April 2003 | 04 August 2006 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 4 | 01 April 2003 | 31 March 2004 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 6 | 01 April 2003 | 06 August 2003 |