SFC Licences of LIPTAK John Bennett
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 16 March 2015 | 17 May 2015 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 16 March 2015 | 17 May 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 April 2010 | 10 February 2014 |
| Tribridge Investment Partners Limited | RE | 9 | 05 August 2009 | 05 March 2010 |
| Tribridge Investment Partners Limited | RE | 4 | 05 August 2009 | 05 March 2010 |