SFC Licences of CHAN Hong 陳慷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 November 2009 31 December 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 31 December 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 31 December 2020
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 09 May 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 09 May 2007 29 September 2008
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 01 April 2003 25 May 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 01 April 2003 25 May 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 9 01 April 2003 24 January 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 4 01 April 2003 24 January 2005