SFC Licences of CHENG Pui Yan 鄭珮欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RO | 4 | 04 December 2020 | |
| Neuberger Berman Asia Limited | RO | 1 | 04 December 2020 | |
| Neuberger Berman Asia Limited | RE | 4 | 16 June 2014 | 04 December 2020 |
| Neuberger Berman Asia Limited | RE | 1 | 16 June 2014 | 04 December 2020 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 10 May 2013 | 06 June 2014 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 03 May 2013 | 06 June 2014 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 04 August 2011 | 24 April 2013 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 01 August 2005 | 01 August 2011 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 01 August 2005 | 01 August 2011 |