| Institution |
Role |
Licences |
Start date |
End date |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RO |
2 |
09 April 2021 |
09 March 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RO |
1 |
16 January 2019 |
09 March 2022 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
|
RO |
2 |
16 January 2019 |
09 March 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RE |
4 |
15 November 2018 |
09 March 2022 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
|
RE |
2 |
15 November 2018 |
16 January 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RE |
1 |
15 November 2018 |
16 January 2019 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
|
RO |
2 |
22 December 2017 |
20 July 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RO |
1, 2 |
22 December 2017 |
20 July 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
2 |
21 September 2017 |
22 December 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
4 |
02 November 2016 |
20 July 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
1 |
02 November 2016 |
22 December 2017 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
|
RE |
2 |
02 November 2016 |
22 December 2017 |
BOCI Securities Limited 中銀國際證券有限公司
|
RE |
1, 2, 4 |
06 January 2016 |
30 September 2016 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
|
RE |
1 |
20 November 2010 |
12 January 2015 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
|
RO |
2 |
10 October 2007 |
12 January 2015 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
|
RE |
1 |
15 May 2006 |
12 January 2015 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司
|
RE |
1 |
15 May 2006 |
20 November 2010 |
Hung Sing Securities Limited 鴻昇證券有限公司
|
RE |
1 |
01 April 2003 |
30 April 2006 |
Hung Sing Futures Limited 鴻昇期貨有限公司
|
RE |
2 |
01 April 2003 |
30 April 2006 |
Hung Sing Futures Limited 鴻昇期貨有限公司
|
RE |
5, 9 |
01 April 2003 |
28 August 2003 |
Hung Sing Securities Limited 鴻昇證券有限公司
|
RE |
4, 6, 9 |
01 April 2003 |
28 August 2003 |