SFC Licences of CHAN Chun Chung 陳振聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RO 2 09 April 2021 09 March 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RO 1 16 January 2019 09 March 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RO 2 16 January 2019 09 March 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 15 November 2018 09 March 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 15 November 2018 16 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 15 November 2018 16 January 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2 22 December 2017 20 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 2 22 December 2017 20 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 2 21 September 2017 22 December 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 02 November 2016 20 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 02 November 2016 22 December 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 02 November 2016 22 December 2017
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2, 4 06 January 2016 30 September 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1 20 November 2010 12 January 2015
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
RO 2 10 October 2007 12 January 2015
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
RE 1 15 May 2006 12 January 2015
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司
RE 1 15 May 2006 20 November 2010
Hung Sing Securities Limited 鴻昇證券有限公司
RE 1 01 April 2003 30 April 2006
Hung Sing Futures Limited 鴻昇期貨有限公司
RE 2 01 April 2003 30 April 2006
Hung Sing Futures Limited 鴻昇期貨有限公司
RE 5, 9 01 April 2003 28 August 2003
Hung Sing Securities Limited 鴻昇證券有限公司
RE 4, 6, 9 01 April 2003 28 August 2003