SFC Licences of SHUM Kei Hoi, Alex 岑旗開
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 13 July 2007 | 16 June 2008 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 21 October 2004 | 15 April 2011 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 9 | 01 April 2003 | 01 August 2004 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 4 | 01 April 2003 | 01 August 2004 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 6 | 01 April 2003 | 01 August 2004 |