SFC Licences of RILEY Daren
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 13 November 2003 | 30 September 2006 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 7 | 13 November 2003 | 22 March 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 13 November 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 01 April 2003 | 13 November 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 10 September 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 10 September 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 10 September 2003 |