SFC Licences of WOO Ka On 胡家安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 30 April 2015 | 24 November 2015 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 31 October 2012 | 31 October 2014 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 4 | 13 May 2008 | 30 October 2010 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 13 May 2008 | 30 October 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 December 2007 | 09 May 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 08 November 2007 | 09 May 2008 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 09 October 2003 | 24 October 2007 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 01 April 2003 | 31 May 2003 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 01 April 2003 | 31 May 2003 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 01 April 2003 | 31 May 2003 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 6 | 01 April 2003 | 31 May 2003 |