SFC Licences of LAU Wai Choy 劉偉才
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 10 August 2023 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 August 2023 | |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 13 January 2004 | 28 August 2004 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 13 January 2004 | 28 August 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 28 August 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 31 December 2003 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 31 December 2003 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 31 December 2003 |