SFC Licences of QUAH Chiang Ming 柯江明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 05 June 2008 | 15 July 2017 |
| UBS Securities Asia Limited | RE | 1 | 30 August 2004 | 15 July 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 30 July 2004 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 July 2004 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 07 November 2003 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 07 November 2003 |