SFC Licences of LEE Ying Kei 李英琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 2 02 October 2013 01 September 2015
Quam Securities Limited 華富建業證券有限公司 RE 1 02 October 2013 01 September 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 10 August 2010 01 December 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 10 August 2010 01 December 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 February 2006 01 April 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 February 2006 01 April 2009
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 01 April 2003 27 January 2006
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 01 April 2003 27 January 2006
First Shanghai Futures Limited 第一上海期貨有限公司 RE 9 01 April 2003 10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 01 April 2003 10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 6 01 April 2003 10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 9 01 April 2003 10 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 5 01 April 2003 10 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 7 01 April 2003 05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 01 April 2003 02 September 2003